We Empathize, Therefore We Are: Toward a Moral Neuropolitics
by Gary Olson
Voters perceived Obama to be substantially more compassionate than John McCain
You need to indoctrinate empathy out of people in order to arrive at extreme capitalist positions. F. B. M. de Waal
Empathy is the only human superpower-it can shrink distance, cut through social and power hierarchies, transcend differences, and provoke political and social change. Elizabeth Thomas
People in Third World countries think and laugh and smile, just like us. We have got to understand that we are them; they are us. Rachel Corrie (as a 10-year-old)
The official directives needn't be explicit to be well understood: Do not let too much empathy move in unauthorized directions. Norman Solomon
In his magisterial study, The Slave Ship, maritime historian Marcus Rediker has documented the role played by emotional and especially visual appeals in ending the trans-Atlantic slave trade. Not unlike the structural violence endemic to global capitalism today, the abolitionist James Field Stanfield argued that the terrible truths of the slave trade "had been withheld from the public eye by every effort that interest, ingenuity, and influence, could devise" (Rediker, 2007, p. 133).
Therefore, "Stanfield appealed to the immediate, visceral experience of the slave ship, over and against abstract knowledge about the slave trade, as decisive to abolition . . ." (p. 156). The abolitionist's most potent weapon was the dissemination of drawings of the slave ship Brooks. Rediker asserts that these images were "to be among the most effective propaganda any social movement has ever created" (p. 308).
Based on recent findings from neuroscience we can plausibly deduce that the mirror neurons of the viewer were engaged by these images of others suffering. The appeal was to the public's awakened sense of compassion and revulsion toward graphic depictions of the wholesale violence, barbarity, and torture routinely practiced on these Atlantic voyages. Rediker notes that the images would instantaneously "make the viewer identify and sympathize with the 'injured Africans' on the lower deck of the ship . . ." while also producing a sense of moral outrage (p. 315, Olson, 2008).
In our own day, the nonprofit Edge Foundation recently asked some of the world's most eminent scientists, "What are you optimistic about? Why?" In response, the prominent neuroscientist Marco Iacoboni cited the proliferating experimental work into the neural mechanisms that reveal how humans are "wired for empathy." This is the aforementioned discovery of the mirror neuron system or MNS. The work shows that the same affective brain circuits are automatically mobilized upon feeling one's own pain and the pain of others.
Iacoboni's optimism is grounded in his belief that with the popularization of scientific insights, these findings in neuroscience will seep into public awareness and " . . . this explicit level of understanding of our empathic nature will at some point dissolve the massive belief systems that dominate our societies and that threaten to destroy us" (Iacoboni, 2007, p. 14). Whether or not this occurs, Iacoboni's prediction underscores the complex relationship between science and culture and social historian Margaret Jacob's insight that "No institution is safe if people simply stop believing in the assumptions that justify its existence" (Jacob, 1987, p. 44). Iacoboni's recent book, Mirroring People (2008a) and interviews (2008b) as well as Rizzolati and Sinigaglia's Mirrors in the Brain (2008) promise to make this new work accessible to the lay public. In similar fashion, Steven Pinker concludes a recent piece on the science of morality with these challenging but hopeful words from Anton Chekov, "Man will become better when you show him what he is like" (Pinker, 2008).
In 1996, through single cell recordings in macaque monkeys researchers reported the discovery of a class of brain cells dubbed "mirror neurons" (Gallese, 1996). Located in area F5 of the premotor cortex, these mirror neurons fired not only when the monkey made an action, but also when the monkey was observing somebody else making the same action. The monkey's neurons were "mirroring" the activity she was observing. Later on, by mapping regions of the human brain using Functional Magnetic Resonance Imaging (fMRI), it was discovered that human areas that presumably had mirror neurons also communicated with the brain's emotional or limbic system, facilitating connection with another's feelings, probably by mirroring those feelings. This neural circuitry is presumed to be the basis of empathic behavior, in which actions in response to the distress of others are virtually instantaneous. "This occurs in a mandatory, unconscious, and predeclarative fashion" (Gallese, 2007) or as Goleman puts it, "That this flow from empathy to action occurs with such automaticity hints at circuitry dedicated to this very sequence." For example, in the case of hearing a child's anguished scream, "To feel distress stirs an urge to help" (Goleman, 2006, p. 60).
The existence of mirror neurons was only inferred by these fMRI studies. But in 2007, Iacoboni, the neurosurgeon Itzhak Fried and their associates at the University of California at Los Angeles (UCLA), studied brain activity in people who had already been wired up by Fried who was attempting to uncover the origins of their epileptic seizures. Through the insertion of electrodes into the frontal lobes, this team of scientists identified several mirror neurons that were activated by both performance and observation of an activity.
Valayanur Ramachandran, director of the Center for Brain and Cognition at the University of California at San Diego (UCSD) observes, "We used to say, metaphorically, that 'I can feel another's pain,' but now we know that my mirror neurons can literally feel your pain." (Slack, 2007) Ramachandran, who calls them "empathy neurons" or "Dalai Lama neurons," writes that "In essence the neuron is part of a network that allows you to see the world 'from the other person's point of view,' hence the name 'mirror neuron'" (Ramachandran, 2006).
Giacomo Rizzolatti, one of the Italian neuroscientists who discovered mirror neurons, notes in his new book, Mirrors in the Brain (2008), that mirror neurons "show us how strong and deeply rooted is the bond that ties us to others, or in other words, how bizarre it would be to conceive of an I without an us." This hardwired system is what permits us to "grasp the minds of others not through conceptual reasoning but through direct simulation by feeling, not by thinking" (Rizzolatti in Goleman, 2006). Human and other primate brains have developed what Gallese terms embodied simulation, or the "experiential insight of other minds" allowing us to "pre-reflexively identify with others" (2004, 2007) so that the other becomes "another self." (n.d. p. 9) As Decety notes, empathy then allows us to "forge connections with people whose lives seem utterly alien from us" (Decety, 2006, p. 2). Where comparable experience is lacking, this "cognitive empathy" builds on the neural basis and allows one to "actively project oneself into the shoes of another person" by trying to imagine the other person's situation (Preston 2002; 2007). Empathy is "other directed" and recognizes the other's humanity. Little wonder that some scientists believe the discovery of mirror neurons is the most significant neurological finding in decades, perhaps rivaling what the discovery of DNA was for biology (Ramachandran, 2006).
The neuroscience of empathy parallels investigations being undertaken in cognate fields but the subject matter itself has a long history. The word "empathy" is a translation of the German word "Einfühlung," literally "in-feeling." Gallese (n.d.) traces its initial use to 1858 when R. Lotze described the process by which humans relate to other species and inanimate objects. In 1873, Robert Vischner used the term to explain how humans interact with art objects, especially paintings (Dean, 2004, p. 6). (More recently, Freedberg and Gallese (2007) were the first to write about mirror neurons and automatic empathic reactions to works of art. Indeed, the new field of "neuroesthetics" has appeared within cognitive neuroscience.)
Both the Scottish moral philosopher Adam Smith and psychoanalyst Sigmund Freud called attention to the importance of imagining oneself in another's situation, in her person. In Smith's Theory of Moral Sentiments he uses the example of how one person reacts to another person suffering a beating:
"By the imagination we place ourselves in his situation, . . . and thence form some idea of his sensations, and even feel something which, though weaker in degree, is not altogether unlike them . . . when we see a stroke aimed and just ready to fall upon the leg or arm of another person, we naturally shrink and draw back our own leg or our own arm; and when it does not fall, we feel it in some measure, and are hurt by it as well as the sufferer (Smith, 1759/1976, pp. 9-10).
In Inhibitions, Symptoms, and Anxiety, Freud wrote, ". . . it is only by empathy that we know the existence of psychic life other than our own." (Freud, 1926, p. 104; Pigman, 1995) Some forty years ago the celebrated primatologist Jane Goodall observed and wrote about chimpanzee emotions, social relationships, and "chimp culture," but experts remained highly skeptical. A decade ago the famed primate scientist Frans B.M. de Waal (1996) wrote about the antecedents to morality in Good Natured: The Origins of Right and Wrong in Humans and Other Animals, but scientific consensus remained elusive. All that's changed. As a recent editorial in the journal Nature (2007) put it, it's now "unassailable fact" that human minds, including aspects of moral thought, are the product of evolution from earlier primates. According to de Waal "You don't hear any debate now." In his more recent work, de Waal plausibly argues that the precursor to the sociality of human morality-including our capacity to empathize-is a natural outgrowth or inheritance of our closest nonhuman primate relatives.
Overwhelming evidence has been marshaled to support E.O. Wilson's early claim that not only were selfish individuals sanctioned but "Compassion is selective and often ultimately self-serving" (Wilson, 1978). Following Darwin, highly sophisticated studies by biologists Boyd and Richerson (2004; Hauser, 2006, p. 416) posit that large-scale cooperation within the human species-including with genetically unrelated individuals within a group-was favored by cultural selection. Evolution selected for the trait of empathy because there were survival benefits in coming to grips with others. In his book People of the Lake (1978), the world-renowned paleoanthropologist Richard Leakey unequivocally declares, "We are human because our ancestors learned to share their food and their skills in an honored network of obligation."
Studies have shown that empathy is present in very young children, even at eighteen months of age and possibly younger. In the primate world, Warneken and colleagues at the Max Planck Institute at Leipzig, Germany, recently found that chimps extend help to unrelated chimps and unfamiliar humans, even when inconvenienced and regardless of any expectation of reward. This suggests that empathy may lie behind this natural tendency to help and that it was a factor in the social life of the common ancestor to chimpanzees and humans at the split some six million years ago (New Scientist, 2007; Warneken and Tomasello, 2006). It's now indisputable that we share moral faculties with other species (de Waal, 2006; Trivers, 1971; Katz, 2000; Gintis, 2005; Hauser, 2006; Bekoff, 2007; Pierce, 2007). Pierce notes that there are "countless anecdotal accounts of elephants showing empathy toward sick and dying animals, both kin and non-kin (2007, p. 6). And recent research in Kenya has conclusively documented elephant's open grieving/empathy for other dead elephants.
Mogil and his team at McGill University recently demonstrated that mice feel distress when they observe other mice experiencing pain. They tentatively concluded that the mice engaged visual cues to bring about this empathic response (Mogil, 2006; Ganguli, 2006). De Waal's response to this study: "This is a highly significant finding and should open the eyes of people who think empathy is limited to our species" (Carey, 2006).
Additionally, Grufman and other scientists at the National Institutes of Health have offered persuasive evidence that altruistic acts activate a primitive part of the brain, producing a pleasurable response (2007). And recent research by Koenigs and colleagues (2007) indicates that within the brain's prefrontal cortex, the ventromedial prefrontal cortex or VMFC is required for emotions and moral judgment. Damage to the VMFC has been linked to psychopathic behavior and individuals with psychopathic tendencies present significant empathic impairment (Blair, 2005, pp. 53-56).
More specifically for my purpose, Damasio (2007, p. 6 and also Adolphs et al., 2000), cites lesion studies and functional imaging evidence indicating that the ability to put oneself "in someone else's shoes" is precluded by damage to the insular cortex. Finally a study by Miller (2001) and colleagues of the brain disorder frontotemporal dementia (FTD) is also instructive. FTD attacks the frontal lobes and anterior temporal lobes, the site of one's sense of self. One early symptom of FTD is the loss of empathy and the brain wave activity of mirror neurons in individuals with autism reveals misfiring.
Prefiguring the argument to follow, here I distinguish individual "moral" misbehavior, a syndrome Damasio termed acquired sociopathic personality (2007, p. 6; 1990; 1994) from what I'm labeling a societal-wide culturally induced Empathy Deficit Disorder (EDD) having structural roots. Because the capitalist political economy of unregulated greed requires the methodical foreclosure of empathy, we habitually violate our biological moral compass (Tollberg, 2007; Johnson, 2006). One consequence is an American character whereby sociopathy not only is normal behavior but an adaptive survival strategy rewarded under the prevailing rules (Lindsay, R. 2008; Knight-Jadczyk, 2003). Obviously this begs several questions which will be taken up below. Parenthetically, the leading authority on psychopathic behavior cautions that individual "[P]sychopaths have little difficulty infiltrating the domains of business, politics, law enforcement, government,' academic and other social structures" (Hare, 1996 p. 40; Cleckley, 1941). Miller (1999, p. 45) takes it a step further by adding, "It may not be strictly necessary to be a sociopath in order to be in a position of power in this society, but the rules of the game require doing a good imitation of one."
Again, while there are reasons to remain skeptical about realizing the progressive political possibilities flowing from this recent work, a body of impressive empirical evidence reveals that the roots of prosocial behavior, including moral sentiments like empathy, precede the evolution of culture. To reiterate, the neurophysiological data strongly suggests that morality is grounded in biology. As Greene contends, it's not "handed down" from on high by religious authorities or philosophers but "handed up" as a consequence of the brain's evolutionary processes (Greene in Vedantam, 2007).
This work sustains Noam Chomsky's visionary writing about a human moral instinct and his assertion that, while the principles of our moral nature have been poorly understood, "we can hardly doubt their existence or their central role in our intellectual and moral lives" (Chomsky, 1971, n.p., 1988; 2005, p. 263).
In his influential book Mutual Aid (1972, p. 57; 1902), the Russian revolutionary anarchist, geographer, and naturalist Petr Kropotkin, maintained that ". . . under any circumstances sociability is the greatest advantage in the struggle for life. Those species which willingly abandon it are doomed to decay." Special cooperation provided an evolutionary advantage, a "natural" strategy for survival.
Kropotkin readily acknowledged the role of competition, but he asserted that mutual aid was a "moral instinct" and "natural law." Based on his extensive studies of the animal world, he believed that this predisposition toward helping one another-human sociality-was of "prehuman origin." Killen and Cords, in a fittingly titled piece "Prince Kropotkin's Ghost," suggest that recent research in developmental psychology and primatology seems to vindicate Kropotkin's century-old assertions (2002).
So where does this leave us? If morality is rooted in biology, in the raw material or building blocks for the evolution of its expression, we now have a pending fortuitous marriage of hard science and secular morality in the most profound sense. The technical details of the social neuroscientific analysis supporting these assertions lie outside this paper, but suffice it to note that progress is proceeding at an exponential pace, the new discoveries are persuasive (Iacoboni, 2008a, 2008b; Lamm, 2007; Jackson, 2006) and our understanding of empathy has increased dramatically in barely a decade.
That said, one of the most vexing problems that remains to be explained is why so little progress has been made in extending this empathic orientation to distant lives, to those outside certain in-group moral circles. That is, given a world rife with overt and structural violence, one is forced to explain why our deep-seated moral intuition doesn't produce a more ameliorating effect, a more peaceful world. Iacoboni suggests this disjuncture is explained by massive belief systems, including political and religious ones, operating on the reflective and deliberate level. As de Waal reminds us, evolutionarily, empathy is the original starting point out of which sprang culture and language. But over time, the culture filters and influences how empathy evolves and is expressed (de Waal, 2007, p. 50). These belief systems tend to override the automatic, pre-reflective, neurobiological traits that should bring people together. Iacoboni hypothesizes the presence of what he labels super mirror neurons in the frontal lobe area of the brain. These more complex, highly developed super mirror neurons may control the so-called lower-level or classic neurons. In Iacoboni's words "The super mirror concept blends the idea of specialized cells for actions (mirror neurons) and some executive control within the mirror neuron system. So, in my view, super mirror neurons are strongly influenced by culture BECAUSE they are a special type of mirror neurons" (Personal communication, 5/6/08).
This research-arguably the apex of the cutting edge of neuroscience work today-is in the preliminary stages but further investigation might suggest how cognitive resistance works to sort, inhibit or otherwise modulate neurophysiological responses.
Again, empathic capacity is hardwired, involuntary and unconscious, but this need not imply a prosocial response. Long ago, Aristotle argued that compassion (empathy) required knowing that another is undergoing serious suffering; that it is not that person's fault; and that we could be that other person.
Neuroscience has confirmed the first condition but the two remaining ones involve cognitive empathy. A generally accepted definition is the "deliberate attempt to willfully imagine what it is like to be in the emotional situation of another person" (Preston, 2007).
Whether emotional cognitive empathy is acted upon largely depends on top-down modulating mechanisms including cultural norms (see below), opinions, beliefs and states of mind. Social neuroscience points to four specific factors: prior knowledge about those in need; negative emotional priming; prior experience with those in distress; and finally, affective and cognitive predisposition towards "the other" (Decety and Jackson, 2004).
Preston restates the experience factor as similar past experience-representation from comparable situations-as playing a critical role in the level of intensity, accuracy and willingness to offer help (Preston, 2007). The exact mechanisms remain elusive and warrant further study but it seems indisputable that the affective state in all these examples can be externally generated.
Hence a few cautionary notes are warranted. The first is that social context and triggering conditions are critical because, where there is conscious and massive elite manipulation, it becomes exceedingly difficult to get in touch with our moral faculties. Ervin Staub, a pioneering investigator in the field, acknowledges that even if empathy is rooted in nature, people will not act on it ". . . unless they have certain kinds of life experiences that shape their orientation toward other human beings and toward themselves (Staub, 2002, p. 222). As Jensen puts it, "The way we are educated and entertained keep us from knowing about or understanding the pain of others" (2002). Circumstances may preclude and overwhelm our perceptions, rendering us incapable of recognizing and giving expression to moral sentiments (Albert, n.d.; and also, Pinker, 2002). For example, the fear-mongering of artificially created scarcity may attenuate the empathic response of putting oneself in another's emotional state. Recent studies suggest that ". . . affective dispositions, or attitudes, differ depending on whether the other is seen as a competitor or a cooperator, and in turn influence whether we react with a congruent or a non-congruent emotion to another's affect." That is, competitive relationships tend toward counter-empathic responses (Decety and Lamm, 2006).
The limitations placed on exposure to powerful images that might stir deep emotions within the American public is another. We can extrapolate from Hodges and Klein's (2001) research on "exposure control" in individuals. The surest way to avoid being drawn in by empathic triggers is to avoid exposure in the first place because "After exposure has occurred, attempts to restore oneself to a pre-exposure state are effortful and often ineffective." Ideological gatekeepers understand the influential role played by emotion in individual moral thought, judgment and finally, action. This is because "Images transcend language and geographic region, and they are able to strike instantly at the very heart of the viewer" (Pizzaro, Detweiler, and Bloom, 2006, p. 91). And "[I]t is widely believed that images returning from photographers and camera crews in Vietnam contributed substantially to the outrage of American citizens, which ultimately brought an end to the Vietnam war" (p. 91) By contrast, media coverage of the Gulf War of 1991 was so sanitized and tightly controlled that reality never intruded on the public's perception of events. For example, the infamous "turkey shoot" of fleeing Iraqi soldiers and the burying alive of others still remains off-limits and largely unknown in terms of public awareness (Eldridge, 2005). The recent destruction of CIA videotapes showing the torture of prisoners is another. Landstuhle regional medical center in Germany, which routinely receives grotesquely maimed soldiers from Iraq, is off-limits for photos and reporters are closely monitored by military escorts. And we know the Pentagon forbids media photo coverage of the remains of soldiers departing from Ramstein Air Base in Germany or coffins returning to Dover, Delaware. (Tami Silco, who took the now-famous photo of 20 flag-draped coffins leaving Kuwait, lost her job.) Coverage of memorial services for the fallen are also forbidden even if the unit gives its approval (Hoyt, C., 2008; Kamber and Arango, 2008).
One might argue that Americans have become collectively inured into somnolence but Sabrina Harmon's hundreds of photos from Abu Ghraib, including the now-iconic image of a hooded and wired figure standing on a box, are all that stood in the way of the government's desire to see this crime and cover-up concealed from the public. Harmon said she took the stomach-turning photographs of abuse and humiliation because "I was trying to expose what was being allowed, what the military was allowing to happen to other people." For her efforts, Harmon was prosecuted, convicted and sent to prison.
And in April, 2008, The Washington Post published a photo of two-year-old Ali Hussein being pulled from the rubble of his house in Baghdad after it had been struck by a U.S. 200-pound guided missile. The child later died at a hospital. This was the first image of its kind published in a major U.S. newspaper. Again, this is a case where not only do affect and cognitive elaboration merge but the initial emotional experience for the viewer prompts more sophisticated reasoning. Ultimately this produces a more nuanced moral sentiment and efficacious response. In sum, if the truth of America's five-year-long occupation of Iraq were revealed, public shame and moral outrage would generate an empathic voice crying out for cessation (Olson, 2008).
Conversely, the virtually ubiquitous feedback loop of the towers falling on September 11 tended to create a feeling within the viewer that she was in fact falling, producing both identification with falling victims and a powerful sense of fear of "terrorism" (Lakoff, 2001).
The second cautionary note is Hauser's (2006) observation that proximity was undoubtedly a factor in the expression of empathy. In our evolutionary past an attachment to the larger human family was virtually incomprehensible and therefore the emotional connection was lacking. Joshua Greene, a philosopher and neuroscientist, adds that "We evolved in a world where people in trouble right in front of you existed, so our emotions were tuned to them, whereas we didn't face the other kind of situation." He suggests that to extend this immediate emotion-linked morality-one based on fundamental brain circuits-to unseen victims requires paying less attention to intuition and more to the cognitive dimension. If this boundary isn't contrived, it would seem, at a minimum, circumstantial and thus worthy of reassessing morality (Greene, 2007, n.p.). Given some of the positive dimensions of globalization, the potential for identifying with the "stranger" has never been more auspicious.
As noted by filmmaker Ben Henretig, distribution of video on the internet (including YouTube) offers an unparalleled online platform for engendering empathy and action. "You can view, surreptitiously, police brutality in Egypt (exposed by Egyptian bloggers), protest violence in China, or even a plea to stop housing demolition in New Orleans" (Henretig, 2008). "The Hub," a grassroots, participatory global website sponsored by the human rights organization WITNESS, now reaches people in over 80 nations.
But not in every case. Through the use of technology (including long-range killing and new types of training) the military has attempted to desensitize and circumvent the natural empathic response most soldiers experience toward their opponents. She cautions that ". . . with less opportunity to mirror other human's suffering that results in empathy, over time our capacity to empathize may disappear altogether" (Carlisle, 2007). For a careful study of human's innate aversion to taking life and how the military has conditioned soldiers to overcome it-and the resulting psychological damage-the best treatment is Lt. Col. David Grossman's On Killing (1996).
It may be helpful, as Halpern (1993, p. 169) suggests, to think of empathy as a sort of spark of natural curiosity, prompting a need for further understanding and deeper questioning. In her study of empathetic art, Jill Bennett calls attention to the affective and critical functions of "shock" art. It shocks us ". . . in the manner of what Brian Massumi has called 'a shock to thought': a jolt that does not so much reveal truth as thrust us involuntarily into a mode of critical inquiry" (Bennett, 2005, p. 25). However, our understanding of how or whether political engagement follows remains in its infancy and considerable work remains to be done. Other writers make the seemingly optimistic case that society's moral guardians are those engaged in social communication, the most creative members of society including novelists, poets, musicians, photographers and film directors (Pizarro, Detweiler & Bloom, 2006). But while there's no denying their enormous potential, these talents are more often enlisted in the service of selling products than in arousing emotion on behalf of moral persuasion.
And putting it none too delicately, others worry that neuromarketing agencies will employ imaging techniques and research to evaluate consumer behavior and locate the "buy button in the brain" (Lee et al., 2007; Editorial, Nature Neuroscience, 2004). The commodification of empathy looms.
Almost a century ago, Stein (1917) wrote about empathy as "the experience of foreign consciousness in general." Salles' film The Motorcycle Diaries addresses empathy, albeit indirectly. The film follows Ernesto Guevara de la Serna and his friend Alberto Granada on an eight-month trek across Argentina, Peru, Colombia, Chile and Venezuela. When leaving his leafy, upper middle-class suburb (his father is an architect) in Buenos Aires in 1952, Guevara is 23 and one semester from earning his medical degree. The young men embark on an adventure, a last fling before settling down to careers and lives of privilege. They are preoccupied with women, fun and adventure and certainly not seeking or expecting a life-transforming odyssey.
The film's power is in its depiction of Guevara's emerging political awareness that occurs as a consequence of unfiltered cumulative experiences. During their 8,000-mile journey, they encounter massive poverty, exploitation, and brutal working conditions, all consequences of an unjust international economic order. By the end Guevara has turned away from being a doctor because medicine is limited to treating the symptoms of poverty. For him, revolution becomes the expression of empathy, the only effective way to address suffering's root causes. This requires melding the cognitive component of empathy with engagement, with resistance against asymmetrical power, always an inherently political act. Otherwise, empathy has no meaning. [This roughly parallels the political practice of brahma-viharas by engaged Buddhists.] In his own oft-quoted words (not included in the film) Guevara stated that "The true revolutionary is guided by a great feeling of love."
A second example is Paul Farmer, the subject of Kidder's book Mountains Beyond Mountains. Farmer, the contemporary medical anthropologist, infectious disease specialist and international public health activist, has adopted different tactics but his diagnosis of the "pathologies of power" is remarkably similar to Guevara. He also writes approvingly of Cuba's health programs, comparing them with his long work experience in Haiti. Both individuals were motivated early on by the belief that artificial epidemics have their origin in unjust socioeconomic structures, hence the need for social medicine. Both viewed "politics as medicine on a grand scale" and committed themselves to acting on behalf of the poor. Both exemplify exceptional social outliers of engaged empathy and the interplay of affective, cognitive and moral components.
Again, it remains to be explained why there is such a paucity of real world examples of empathic behavior. If only four percent of the U.S. population can be classified as psychopaths-individuals utterly incapable of empathy-what accounts for a culture characterized by an empathy deficit of virtually pathological proportions? And what might be reasonably expected from a wider public understanding of the nature of empathy?
In partial response, Hauser posits a "universal moral grammar," hardwired into our neural circuits via evolution; this neural machinery is unmediated by cognition; it precedes conscious decisions in life-and-death situations. However, we observe "nurture entering the picture to set the parameters and guide us toward the acquisition of particular moral systems." At other points he suggests that environmental factors can push individuals toward defective moral reasoning, and the various outcomes for a given local culture are virtually limitless. (Hauser, 2006) For me, this discussion of cultural variation is promising but fails to give sufficient attention to the socioeconomic variables responsible for shaping the culture. As Goldschmidt argues, "It all has to do with the quality of justice and the availability of opportunity" (2006, p. 151) Earlier, Goldschmidt (1999, n.p.) argued that, "Culturally derived motives may replace, supplement or override genetically programmed behavior." As Rizzolatti and Craighero (2006) wisely remind us, "To use the mirror mechanism-a biological mechanism-strictly in a positive way, a further-cultural-addition is necessary."
I'm aware of the dangers of neuroscientific reductionism. I appreciate that the brain itself is socialized and this draws our attention to the interactive nature of our subject matter, or what (Cromby, 2007) identifies as "hybridity." The editors of the new journal Subjectivity capture this nicely in their felicitous description of Damasio's appeal which "seems to reside in his apparent ability to slide between synapses and society in a way that makes coherent links between both, while at the same time carrying the imprimatur of respectable science" (Editorial, Subjectivity, 2009, p. 18). Further, an exclusive focus on the social steers us into the cul-de-sac of hyper-cultural reductionism, an indefensible culture-inevitably-trumps-nature approach. For a dissenting view-by my reading at least-that privileges the social/cultural and minimizes biological mechanisms, see Ratner, 2000, 2006, 2007. I'm comfortable with what political theorist William Connolly (2002) describes as ". . . politics through which cultural life mixes into the composition of body/brain process. And vice versa." Connolly, to my knowledge the first social scientist to employ the term neuropolitics, doesn't explore the mirror neurons/politics of empathy link in his erudite inquiry.
Recent work by Molnar-Szakacs and colleagues suggests that cultural stimuli imprint and influence certain neurobiological responses and subsequent behavior. Further, the culture and ethnicity of those conveying the messages seems to be a critical variable. Using transcranial magnetic stimulation (TMS) they found significant measurable difference in mirror neural activity in their subjects depending on whether the information provider shared the subject's cultural/ethnic background. Molnar-Szakacs concludes, "Our data shows that both ethnicity and culture interact to influence activity in the brain, specifically within the mirror neuron network involved in social communication and interaction" (Molnar-Szakacs, 2007a, 2007b; Preston, 2006; and in press; Henrich and Henrich 2006). While one hesitates to draw any firm conclusions from this very preliminary research, further investigation of the links between cultural sources and the encoding of the neural system is certainly warranted, not the least for its possibly profound political implications.
Here we return to our earlier question regarding the relative absence of widespread empathic responses within society. Cultures are rarely neutral, innocent phenomena but are consciously set up to reward some people and penalize others. As Parenti (2006) forcefully asserts, certain aspects of culture can function as instruments of social power and social domination through ideological indoctrination.
Culture is contested terrain and studying it can reveal how power is exercised and on whose behalf. Lakoff (2005) reminds us that in cognitive linguistics certain values like compassion are termed "contested concepts" because although a core meaning might be assumed, those holding a wildly different ideological commitment can appropriate and direct them toward other ends. The primer here is Gramsci's (1971) classic analysis of cultural hegemony in which capitalism maintains domination, in part, through subtly but actively creating society's prevailing cultural norms. This consensual control is achieved through mass media, education, religion and popular culture as subordinate classes assimilate certain ideas as "common sense."
Cohen and Rogers, in parsing Chomsky's critique of elites, note that "Once an unjust order exists, those benefitting from it have both an interest in maintaining it and, by virtue of their social advantages, the power to do so" (Cohen, 1991, p. 17). (For a concise but not uncritical treatment of Chomsky's social and ethical views, see Cohen, 1991). Clearly, the vaunted human capacity for verbal communication cuts both ways. In the wrong hands, this capacity is often abused by consciously quelling the empathic response. When de Waal writes, "Animals are no moral philosophers," I'm left to wonder if he isn't favoring the former in this comparison. (de Waal, 1996b, n.p.)
One of the methods employed within capitalist democracies is Chomsky and Herman's "manufacture of consent," a form of highly sophisticated thought control. Potentially active citizens must be "distracted from their real interests and deliberately confused about the way the world works" (Cohen, 1991, p. 7; Chomsky, 1988). In a recent interview, de Waal succinctly described this system maintenance function: "You need to indoctrinate empathy out of people in order to arrive at extreme capitalist positions" (de Waal, 2007b). Ratner (2006) explains how powerful elites, operating in a thoroughly undemocratic fashion, exercise hegemonic control over artifacts, cultural concepts (ideology), and institutions. Individual deviations, including resistance, occur within the interstices of society but generally do not threaten elite control and the capitalist mode of production.
For this essay, and following Chomsky, I'm arguing that the human brain is the primary target of this perverse "nurture" or propaganda. In the context of this paper we might rephrase this as the human brain's mirror neuron network is the target of this manufacturing of ignorance and indifference because exposure to certain new truths about empathy-hard evidence about our innate moral nature-poses a direct threat to elite interests. There's no ghost in the machine, but the capitalist machine attempts to keep people in line with an ideological ghost, the notion of a self constructed on market values. The manufactured narrative of market capitalism identity and its "neo-liberal imagined community," function to exclude any notion of class identity and empathy for others. And because this "natural" system produces winners and losers, it frees elites to deny any culpability for societal inequality. Empathy is pre-empted because the losers deserve their fate. They've refused to conform to the aspirant model of ideal consumer and entrepreneur within the capitalist market. As a bonus, the narrative permits privileged groups to embrace the pathological delusion that their behavior is estimable (Johnson, 2005). This "[S]ort of very harsh political ideology is often sold as being congruent with how human nature operates. You look at free market capitalism as an extension of nature. Wall Street is a Darwinian jungle. But this is not how human nature actually operates" (de Waal, 2007b). However, as Kelleher observes, ". . . if no one saw himself or herself as capitalism needs them to do, their own self-respect would bar the system from exploiting and manipulating them (Kelleher, 2007). That is, given the apparent universality of this biological predisposition toward empathy, we have a potent scientific baseline upon which to launch further critiques of elite manipulation, this cultivation of callousness.
First, the evolutionary and biological origins of empathy contribute robust empirical evidence-not wishful thinking or even logical inference-on behalf of a case for organizing vastly better societies. In that vein, this new research is entirely consistent with work on the nature of authentic love and the concrete expression in that love in the form of care, effort, responsibility, courage and respect. As Eagleton reminds us, if others are also engaging in this behavior ". . . the result is a form of reciprocal service which provides the context for each self to flourish. The traditional name for this reciprocity is love." Because reciprocity mandates equality and an end to exploitation and oppression, it follows that "a just, compassionate treatment of other people is on the grand scale of things one of the conditions for one's own thriving." And as social animals, when we act in this way we are realizing our natures "at their finest" (2007, pp. 170, 159-150, and 173). Allot (1992) provides an early account of the evolutionary history of love and its significance for human development and survival.
Predatory urges, cruelty, barbarism and more are also aspects of our nature and have their evolutionary origins and neural correlates. As Chomsky has written, "If you see somebody beating a child to death, should you say, "Well, you know that's human nature-which it is in fact: there certainly are conditions under which people will act just like that. To the extent the statement is true, and there is such an extent, it's just not relevant: human nature also has the capacity to lead to selflessness, and cooperation, and sacrifice, and support, and solidarity, and tremendous courage, and lots of other things too" (Chomsky, 2002, p. 356). The critical question is how to determine which will prevail, how to realize a form of global environment that enhances the opportunity for the empathic aspect of our nature to flourish.
I've noted elsewhere that Fromm's classic, The Art of Loving, is a blistering indictment of the social and economic forces that deny us life's most rewarding experience and "the only satisfying answer to the problem of human existence." For Fromm, grasping how society shapes our human instincts, hence our behavior, is in turn the key to understanding why "love thy neighbor," the love of the stranger, is so elusive in modern society.
The global capitalist culture with its premium on accumulation and profits not only devalues an empathic disposition but produces a stunted character where everything is transformed into a commodity, not only things, but individuals themselves. The very capacity to practice empathy (love) is subordinated to our state religion of the market in which each person seeks advantage in an alienating and endless commodity-greedy competition.
Over five decades ago, Fromm persuasively argued that "The principles of capitalist society and the principles of love are incompatible" (Fromm, 1956, p. 110). Any honest person knows that the dominant features of capitalist society tend to produce individuals who are estranged from themselves, crippled personalities robbed of their humanity and in a constant struggle to express empathic love. Little wonder that Fromm believed radical changes in our social structure and economic institutions were needed if empathy/love is to be anything more than a rare individual achievement and a socially marginal phenomenon. He understood that only when the economic system serves women and men, rather than the opposite, will this be possible (Olson, 2006).
The dominant cultural narrative of hyper-individualism is challenged and the insidiously effective scapegoating of human nature that claims we are motivated by greedy, dog-eat-dog "individual self-interest is all" is debunked. From doctrines of original sin and Ayn Rand to mainstream economics and David Brooks (2007), certain interpretations of human nature have invariably functioned to retard class consciousness. As Miller reminds us, "The function of this pathological view of human nature is to discourage us from attempting to change the conditions of our lives by cooperative struggle" (Miller, 1999, p. 45). You can't change human nature, so make your inevitable peace with it and begin seeking your private ends. And because predatory behavior is nurtured and rewarded, these convictions are reinforced. And yet, despite its continuing supremacy in mainstream undergraduate textbooks, a massive amount of cross-cultural behavioral experiments have made a shambles of the canonical model, Homo economicus. In one recent study, Henrich and colleagues found that the self-interested behavior predicted by this selfishness axiom failed to materialize in all fifteen of the societies studied (Henrich, et al. 2005; Henrich et al. 2004; and further, Gintis et al. 2005b; Stanton, 2007). These new research findings help to further refute the allegation that people are naturally uncooperative, an argument frequently employed to intimidate and convince people that it's futile to seek a better society for everyone. Stripped of yet another rationalization for empire, predatory behavior on behalf of the capitalist mode of production becomes ever more transparent. And learning about the conscious suppression of this essential core of our nature should beg additional troubling questions about the motives behind other elite-generated ideologies, from neo-liberalism to the "war on terror."
Second, there are implications for students and teachers. Cultivating empathic engagement through education remains a poorly understood enterprise. College students, for example, may hear the 'cry of the people' but the moral sound waves are muted as they pass through a series of powerful cultural baffles. Williams (1986, p. 143) notes that "While they may be models of compassion and generosity to those in their immediate circles, many of our students today have a blind spot for their responsibilities in the socio-political order. In the traditional vocabulary they are strong on charity but weak on justice."
Nussbaum (1997) defends American liberal education's record at cultivating an empathic imagination. She claims that understanding the lives of strangers and achieving cosmopolitan global citizenship can be realized through the literary form. There is no research to substantiate this optimism and my own take on empathy-enhancing practices within U.S. colleges and universities is considerably less sanguine. Nussbaum's episodic examples of stepping into the mental shoes of other people are rarely accompanied by plausible answers as why these people may be lacking shoes-or decent jobs, minimum healthcare, and long-life expectancy. The space within educational settings has been egregiously underutilized, in part, because we don't know enough about propitious interstices where critical pedagogy could make a difference.
For example, the appealing common sense belief that students will become more empathic as a result of novel-reading is simply not supported by any evidence. In her recent study on the origins of human rights, the eminent historian Lynn Hunt asserts that certain eighteenth century novels were an important factor in expanding a sense of psychological identification with others, what she terms an "imagined empathy." This was because "For human rights to become self-evident, ordinary people had to have new kinds of understanding that came from new kinds of feelings" (Hunt, 2007, p. 34).
Keen (2007) has subjected this wishful thinking about novel-reading to an exhaustive and withering critique in her recent book, Empathy and the Novel. Keen makes a convincing case that empathy for fictional lives does not necessarily translate into prosocial behavior in the real world. She writes, "Readers, which is to say living people, bring empathy to the novel, and they alone. . . ." Consonant with the argument developed throughout this paper, Keen lists disposition, context, knowledge and experience as factors influencing the outcome. It may not make it easier to disentangle the connection but the political economy of this meta culture strongly influences what readers "bring" to the novel, throwing into sharp relief the challenge for teachers.
Arguably the most serious barrier is the cynical, even despairing doubt about the existence of a moral instinct for empathy. The new research puts this doubt to rest and rightly shifts the emphasis to strategies for cultivating empathy and identifying with "the other." Joining the affective and cognitive dimensions of empathy may require risky forms of radical pedagogy (Olson, 2006, 2007a; Gallo, 1989). An intriguing implication is that the perceived character of the teacher being "mirrored" may be at least as important as the message being imparted. Evidence produced from a game situation with medical students strongly hints that empathic responses can be significantly enhanced by increased knowledge about the specific needs of others-in this case, the elderly (Varkey, 2006; and see Kazanowski, 2007). Presumably, limited prior experiences would affect one's emotional response. Again, this is a political culture/information acquisition issue that demands further study.
Third, for many people the basic incompatibility between global capitalism and the lived expression of moral sentiments may become obvious for the first time (Olson, 2006, 2005). Here I'm extrapolating from Hochschild's (1979, 1983, 2003a, 2003b) path breaking social theory of emotion which asks us to consider the estrangement, the costly emotional costs to the self inherent in this perverse management of emotions like empathy.
For example, one cultural response employed by elites to the empathy deficit is to privatize "our idea of care" (Hochschild, 2003b, p. 216, emphasis in original). This entails shaping the cultural image of care/empathy toward minimizing the emotional needs of others. This closely corresponds to the individualism within American public culture.
Emotions are "impaired when the private management of feeling is socially engineered and transformed into emotional labor for a wage" (Hochschild, 1983, 2003, p. x). Of course, as Hochschild notes "it takes a vigorous emotional effort to repress the wish to care. . . ." (Hochschild, 2003b, p. 221).
A study on the negative consequences of neo-liberalism in Latin America concludes that an empathetic orientation is daunting when one is suffering from conditions of persistent inequality. In a real sense people are forced to regulate or self-censor their exposure because given their circumstances the costs of an empathic response are too high. More immediate affective ties necessarily crowd out identification with "the other" when one is preoccupied with meeting personal needs, feeling defensive, insecure, and fearful about the future (Vilas, 1997, also, Hein, n.d.).
Other failures to engage this moral sentiment include dire consequences for the planet itself. Within the next 100 years, one-half of all species now living will be extinct. Great apes, polar bears, tigers and elephants are all on the road to extinction due to rapacious growth, habitat destruction, and poaching. These human activities, not random extinction, will be the undoing of millions of years of evolution (Purvis, 2000). As Leakey puts it, "Whatever way you look at it, we're destroying the Earth at a rate comparable with the impact of a giant asteroid slamming into the planet. . . ." And researchers at McGill University have shown that economic inequality is linked to high rates of biodiversity loss. The authors suggest that economic reforms may be the prerequisite to saving the richness of the ecosystem and urge that ". . . if we can learn to share the economic resources more fairly with fellow members of our own species, it may help to share ecological resources with our fellow species" (Mikkelson, 2007, p. 5).
While one hesitates imputing too much transformative potential to this emotional capacity, there is nothing inconsistent about drawing more attention to inter-species empathy and eco-empathy. The latter may be essential for the protection of biotic communities. A compelling example of using technology to promote human empathy for the natural world is the extraordinary BBC production "Planet Earth." Decety and Lamm (2004) remind us that ". . . one of the most striking aspects of human empathy is that it can be felt for virtually any target, even targets of a different species."
This was foreshadowed at least fifty years ago. Paul Mattick, writing about Kropotkin's notion of mutual aid, noted that ". . . For a long time, however, survival in the animal world has not depended upon the practice of either mutual aid or competition but has been determined by the decisions of men as to which species should live and thrive and which should be exterminated. . . .[W]herever man rules, the "laws of nature" with regard to animal life cease to exist." This applies no less to humans and Mattick rightly observed that the demands of capital accumulation and capitalist social relations override and preclude mutual aid. As such, neuroscience findings are welcome and necessary but insufficient in themselves. For empathy to flourish requires the elimination of class relations (Mattick, 1956, pp. 2-3).
Fourth, equally alarming for elites, awareness of this reality contains the potential to encourage "destabilizing" but humanity-affirming cosmopolitan attitudes toward the faceless "other," both here and abroad. In de Waal's apt words, "Empathy can override every rule about how to treat others" (de Waal, 2005, p. 9). Amin (2003), for example, proposes that the new Europe be reframed by an ethos of empathy and engagement with the stranger as its core value. The diminution of empathy within the culture reduces pro-social behavior and social cohesiveness. Given the dangerous centrifugal forces of ethno-nationalism and xenophobia, nothing less than this unifying motif will suffice, while providing space for a yet undefined Europe, a people to come. Halpern and Weinstein, both public health physicians and human rights activists, believe that empathic reconciliation is possible even in extreme cases such as the aftermath of mass violence and trauma in South Africa and the countries of the former Yugoslavia. But success "can be achieved only if the actual practices and social conditions that facilitate empathy are somehow in reach" (2004, p. 582).
Finally, as de Waal observes, "If we could manage to see people on other continents as part of us, drawing them into our circle of reciprocity and empathy, we would be building upon rather than going against our nature" (de Waal, 2005, p. 9). An ethos of empathy is an essential part of what it means to be human and empathically impaired societies, societies that fail to gratify this need should be found wanting. We've been systematically denied a deeper and more fulfilling engagement with this moral sentiment. I would argue that the tremendous amount of deception and fraud expended on behalf of overriding empathy is a cause for hope and cautious optimism. Paradoxically, the relative absence of widespread empathic behavior is in fact a searing tribute to its potentially subversive power.
Is it too much to hope that we're on the verge of discovering a scientifically based, Archimedean moral point from which to lever public discourse toward an appreciation of our true nature, which in turn might release powerful emancipatory forces?
Gary Olson, Ph.D. is Chair of the Political Science Department at Moravian College, Bethlehem, PA.
Contact: firstname.lastname@example.org. Abbreviated and preliminary versions of this paper appeared at www.zmag.org (5/20/07) and www.identitytheory.com (10/16/07).
I wish to acknowledge helpful comments on earlier drafts by N. Chomsky, J. Cromby, M. Iacoboni, K. Kelly, H. Nakao, and S. Preston. Thanks, as always, to M. Ortiz.
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